Ethical Advisers

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Dick Hosy Mody

Dick Hosy Mody, a 30 year veteran in the Indian equity markets. Dick has a solid educational background,having held All India Merit Ranks in India Chartered Accountancy Exams,& is a qualified Company Secretary).

Over the past 3 decades, he has gained rich investing experience while based in global financial centres,including Mumbai, London, New York, San Francisco and Florida with top Global Investment banks including JP Morgan, Morgan Stanley, Deutsche and Raymond James, largely in his capacity as Head of Sales / Executive Director-North America,UK regions. His endeavour is to thus bring to clients; his extensive experience and knowledge, gained while personally acting as an advisor to some of the most respected Institutional asset managers across India, the US, UK, Asia and the Middle East.

Years of experience

30+years

SEBI Registered

INA000007818

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All your questions answered

Frequently asked questions

What are the products offered?

The Resilient Pack: This smallcase is a perfect answer to the current market volatility and we believe that we are in for an extended period of uncertainty given the global lockdown and it's economic impact. As we sense better clarity and visibility on global macro, we shall launch additional strategies from our existing data-base/watchlists.

What is their investment philosophy?

We identify businesses which we believe have a strong competitive positioning and thus provide sustainable long term cash-flows. Besides, the following attributes are non-negotiable for the company to be on our watchlist: - Management track-record - Reasonable visibility of future growth - Strong fundamental attributes, incl profitability, return on capital and leverage - Treatment of minority shareholders, via transparency, dividend payouts and buybacks From the watchlist, we would then cherry pick companies based on their valuations and create an intelligent portfolio depending on the strategy offered.

What is a smallcase?

A smallcase is a curated basket of stocks/ETFs* that reflects a certain objective (ideas, themes, strategies), backed by the research of Ethicaladvisers. You can invest in a smallcase in 2 clicks., *ETFs (Exchange Traded Funds) are baskets of securities that track an underlying index (Nifty, Gold, etc) and can be bought and sold on the exchange.

Who can subscribe to these smallcases?

Ethical Advisers decides who can invest in the smallcases created by them and can create two types of smallcases :, Exclusive smallcases : smallcases which require a subscription to Ethical Advisers’s Advisory in order to invest in the smallcase. You can subscribe to a smallcase directly from the smallcase profile through the subscription form., Public smallcases : smallcases in which anyone who has an account with our partner brokers can invest. You can invest in this smallcase by clicking on “Buy smallcase” in the smallcase profile and logging with your broker credentials.,

How do I track my smallcases?

When you buy a smallcase, the index value is set to 100 on the buy day - this helps you track the total returns without having to monitor each stock. You can also use the performance metrics to get a more detailed understanding of your smallcase.

How can I cancel my eMandate?

One of the payment method available to subscribe to a fee based smallcase is eNACH where an e-Mandate is created., If you want to cancel your e-Mandate(s) linked with any of your fee based smallcase subscription, please drop an email to publisher.help@smallcase.com with the following details:, Email used for subscription, Subscribed smallcase Name, We will share the mandate(s) details in response to your request including the below:, Mandate maximum limit, Mandate Validity, UMRN no. (Unique Mandate Registration Number), To proceed with the cancellation of the mandate, we would require your confirmation by email after verifying the mandate and payment details. , After receiving your confirmation, we will process the mandate cancellation and update you with the status within 72 hours.